In the future, will people have relationships with their financial advisors or with the advisors’ broker-dealers, custodians and other affiliated businesses? It’s an uncomfortable question. Clients ...

Each year, the team here at Financial Planning analyzes wealth management data from dozens of angles to shine light on the state of the industry. Over the last year, we have ranked registered ...

Morgan Stanley, Bank of America, and Citigroup provided the most liquidity globally for institutional equity traders in 2024, according to newly released data from Abel Noser Solutions, a Trading ...

Explore the full scope of the survey results, download the report. Sponsored by Kestra Financial Read the findings of our latest study, sponsored by Kestra Financial, that asked financial ...

VVV Research and Development Inc. conducted a national survey on behalf of broker-dealer Cambridge Investment Research Inc. In the survey, 648 representatives were surveyed about their experience with ...

As of 2024, the number of Commission-registered broker-dealers has declined by nearly 30% from 4,758 in 2010 to 3,341, signaling significant industry consolidation, according to a new report by the ...