Dupree Financial added 286,027 shares of Macy's with an estimated value of approximately $4.05 million. Macy's represents ...

With its competiting wealth management firms doing their best to recruit away Commonwealth Financial Network financial ...

The move, SEBI said, is part of its broader effort to balance investor protection with operational ease for intermediaries, ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

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SEBI has allowed Investment Advisers to charge up to 2.5% per annum for providing a second opinion on assets under existing ...

Advisers should put no price targets on an investment a client owns and give no forecasts of anticipated performance Advisers need to clearly distinguish between fact and opinion. When you meet with ...

SEBI permits Investment Advisers (IAs) to charge a fee (max 2.5% AUA) for providing second opinions on client assets under pre-existing distribution ...

According to a Securities and Exchange Commission (SEC) filing dated October 21, 2025, investment advisor Western Financial ...

New Delhi: Markets regulator Sebi on Thursday came out with an interim arrangement for Investment Advisers (IAs) and Research ...

Key Points Investment Planning Advisors, Inc. purchased 72,104 shares of QQQM with an estimated trade value of $17.82 million, as of September 30, 2025. This is a new stake.