Fee-only and fee-based financial advisors may sound alike, but they are compensated differently. Learn which one you need and ...

Uphold has taken a significant step toward expanding its on-chain financial infrastructure by submitting an application to ...

New York City, New York, December 4th, 2025, Chainwire Uphold submits application with FINRA to launch tokenized securities ...

Broker-dealer earnings in the third quarter rose as much as 74% from a year ago, with nearly all firms reporting Q3 earnings growth near or higher than 19%. One BD did report a small loss, tied to one ...

Wintermute argues that Rule 15c3-3 was built for a heavily intermediated system that blockchain settlement no longer requires. The firm argues that dealers settling on-chain with counterparties who ...

Apex Group, a financial-services provider with more than $3 trillion in assets under administration, is set to acquire London-based Globacap, an investing platform with a U.S.-regulated broker-dealer, ...

LPL Financial has acquired a minority stake in Private Advisor Group, as the independent-broker dealer expands its grip on assets from independent advisors. Private Advisor Group, which manages over ...

Priority Financial Group’s assets are likely higher than the tally at its RIA, PFG Advisors, because it does not include clients’ brokerage accounts or assets held at other firms such as turnkey asset ...